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Asset management firms, and the investment advisors responsible for them, operate in a complex and rapidly changing environment while facing increasing regulation and oversight. Our experienced professionals possess a deep understanding of the industry, its products and operations. This level of expertise allows us to successfully address the many different business issues facing your organization.
Our clients span the asset management industry, from hedge funds and managed futures funds, to private equity and venture capital funds, to the investment advisors and investment managers of these fund entities. We provide a broad range of services to organizations that are starting up, emerging or are established domestic and offshore enterprises.
WE SERVE THE FOLLOWING
FGMK PROVIDES A FULL RANGE OF SERVICES, INCLUDING:
In addition to the services provided at the fund level, FGMK provides specific services to Registered Investment Advisors (RIAs). Securities and Exchange Commissions (SEC) regulations require RIAs with custody of client assets to engage an independent public accountant to conduct an annual “surprise examination.” In addition, certain RIAs are required to provide an internal control report. FGMK’s services provided to RIAs include: